Our journey to independence began with a leap of faith in 2024, when we made the pivotal decision to transition from the restrictive wirehouse environments of Merrill Lynch and RBC Wealth Management. We are a small team that manages roughly $1 billion dollars for entrepreneurs and families across the U.S and after years of feeling limited by bureaucracy and legacy systems that stifled innovation, we sought a platform that would allow us to deliver a truly personalized, high-touch experience for our sophisticated clients across the country.

Through careful due diligence and planning, we identified a partner platform that provided robust technology, streamlined operations, and a payout structure that enabled us to double our earnings—all without sacrificing the compliance and back-office support our business demands. This move empowered us to tailor our services to each client’s unique needs, communicate with greater flexibility, and proactively manage complex wealth strategies.

Since making the transition, we've seen our client relationships deepen as we've been able to invest more time and resources into delivering thoughtful, customized advice. We've also experienced a renewed sense of ownership and motivation as business owners, and the freedom to innovate and grow without corporate red tape. 

We believe we have found the ideal balance between true independence and institutional-quality support, and we’d love the opportunity to share how our experience could help you transform your practice, achieve greater financial success, and serve your clients with unparalleled dedication.

Feel free to contact our associate, Jana, to set up a call with us at 858-868-7758 or jana.gingerich@lpl.com.